Neil K. Fluken is the Director of Compliance for SGC Financial and Insurance Services, Inc. He is also a team member of SGC Investment Services with a role of providing investment recommendations for fee-based accounts, runs the firm’s Trade Desk, and leads SGC’s Financial Planning Resource Center. Neil joined SGC in 2001 after graduating Cum Laude from California State University Sacramento with a Bachelor of Science degree in Finance and Investments. Neil is Series 7, 66, 24 registered, and California Life and Health licensed.
“Doing the right thing for the client is our firm’s mission, and being in the positions that I am within our firm allows me to assist our financial advisors in upholding this mission”. These core values led to him being recognized as SGC’s “Excellence in Service Achiever” for 2005 and SGC’s “212 Degrees Award” recipient for 2009. These awards are provided to associates who go above and beyond in their role which demonstrates commitment to the firm.
Neil resides in Antelope, CA with his wife Janelle and enjoys music, reading, friend and family gatherings, and keeping active in all types of sports.
FINRA CRD #4397475
CA INS. LIC. #0D33878
TR#1479178 DOFU 04-2016